Li Chao … Put Forward Enhancing the Ability to Serve the Real Economy
On August 28, at the symposium on the 30th anniversary of the establishment of the Securities Association of China, Li Chao, vice chairman of the China Securities Regulatory Commission, put forward "five insistences" on the development of China's securities industry: insisting on returning to the origin and enhancing the ability to serve the real economy; insisting on strictly adhering to the bottom line and strengthening the awareness and implementation of compliance and risk control; insisting on walking steadily for the future and strengthening the construction of industry culture and reputation; The company also insisted on strengthening the foundation and striving to enhance the professional service capability; insisted on taking up the mission and playing a good role in self-regulation and service conduction.
Vice Chairman Li Chao's speech is very rich, UDF take you to understand the key content:
1. To further strengthen the industry's professional reputation construction, play a reputation incentive and restraint, and urge industry institutions to cherish professional reputation, strengthen reputation risk management, consciously maintain the industry's professional reputation, and promote the industry to continuously improve the reputation of capital "soft power".
2. Securities firms should first focus on their main business, improve the construction of their capacity system to match the registration system reform, accelerate the transition from alleyway chemical, passive management to professional, active management, and improve investment bank the whole chain of business capabilities and practice quality around the core of sponsorship, pricing and underwriting.
3. Strengthen innovation, provide more diversified financial products and tools for enterprises and residents, improve the level of technology application in the industry, steadily develop cross-border business, and strive to build high-quality investment bank and wealth management institutions.
4. The Association should adhere to the differentiated positioning of self-regulation and administrative supervision, highlight the positive list of self-regulatory rules, business norms attributes, through the construction of standards, evaluation, demonstration and other ways and means to guide securities companies to comply with the development of business, to keep the right innovation.
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