Hong Kong Securities Practitioners Qualifying Examination
Hong Kong Securities Practitioners Qualifying Examination
The full name in English is (Hong Kong Securities and Investment Institute License Examination) abbreviated as HKSILE or HKSI LE. Organized by the Hong Kong Securities Institute, the exam is designed for those who wish to enter the securities and investment industry in Hong Kong, with practical and market-relevant content. To encourage more Mainland Chinese practitioners to pursue a career in finance in Hong Kong, the examination has also been opened in the Mainland.
Mainland securities and futures fund professionals (with practising registration numbers) who need to conduct business in Hong Kong and Hong Kong securities and futures fund professionals need to sit for the examination.
In addition, not everyone can choose the examination venue for the Hong Kong securities qualification examination. If they have no experience in the field, those who wish to "join the profession" must take the examination in Hong Kong. Only professionals registered in the Mainland are allowed to take the examination in the Mainland.
Value of the examination: promotion and salary increase, expansion of business in Hong Kong and more development opportunities
Advantages of taking exams in Hong Kong: 1. High frequency of exams. There are exams almost every day. Anxious for grades can be considered. 2. Fast results. Report cards will be issued on site after the papers are turned in. 3. All paper types can be tested. Advantages of taking the exam in the Mainland: 1. Proximity and saving on travel expenses. 2. The test paper is in simplified Chinese.
Disadvantages of taking the exam in Hong Kong: 1. Distance and expensive. 2. The font of the test paper is traditional Chinese. Disadvantages of taking examinations in the Mainland: 1. Few examinations are held and the interval is long. 2. There are eligibility requirements. 3. Only 6 cities in the country can take the test. Beijing, Shanghai, Shenzhen, Xi'an, Wuhan and Chengdu. 4. Slow to issue grades. Available after 14 working days. 3. Papers may only be selected from Volume I, Basic Securities and Futures Regulation, Volume II, Securities Regulation, Volume III, Derivatives Regulation, Volume V, Institutional Finance Regulation, Volume VI, Asset Management Regulation, and Volume XVI, Sponsor (Representative).
There is no prescribed order of papers for the examination and candidates may apply for different papers according to their needs.
Examination period: the frequency of examinations varies from paper to paper. Continental exams are generally held three times a year at variable times. Listen to the notice for the exact time. Hong Kong exams are offered almost every month.
Continuing education
Officially provided bySFC,IA, PFA & GARP approved public instructional programs, activities and training.
regulation paper |
Mainland examinations |
|
Volume 1 |
Basic Securities and Futures Regulation |
P |
Volume II |
securities regulations |
P |
Volume 3 |
Derivatives Regulations |
P |
Volume IV |
Credit Rating Services Regulations |
|
Volume V |
Institutional financing regulations |
P |
volume VI |
Asset Management Regulations |
P |
Application papers |
|
|
Volume 7 |
financial market |
|
Volume 8 |
Stocks |
|
Volume 9 |
Derivative instruments |
|
Volume 10 |
Credit rating services |
|
Volume XI |
Institutional financing |
|
Volume XII |
Asset Management |
|
Sponsor Test Papers |
|
|
Volume XV |
Sponsor (key personnel) |
|
Volume 16 |
Sponsor (representative) |
P |
|
advantages |
drawback |
Hong Kong Examinations |
1. High frequency of examinations 2. produce results quickly 3. All paper types can be tested |
1. Long distances and expensive 2. traditional Chinese character |
Mainland examinations |
1. close to 2. The test papers are in simplified Chinese.
|
1. Low number of examinations 2. Eligibility requirements 3. Only 6 cities can take the test 4. Slow to post results 5. Subjects are limited |
Enrollment Portal Securities Registration Portal (sac.net.cn)
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