Notice on Soliciting Public Opinion on Rules Related to the Full Implementation of the Stock Issuance Registration System

2023-02-03 09:16:44 · SSE

To Market Participants:

To ensure the smooth implementation of the stock issuance registration scheme, standardize activities including stock issuance and listing review, issuance underwriting, continuous supervision and trading organization and supervision on the main board and STAR Market of the Shanghai Stock Exchange (SSE), maintain market order and protect the legitimate rights and interests of investors, the SSE has drafted four rules, namely Rules Governing the Review of Offering and Listing of Stocks on Shanghai Stock Exchange (Draft for Comments), Rules Governing the Review of Offering and Listing of Securities by Companies Listed on Shanghai Stock Exchange (Draft for Comments), Rules Governing the Review of Material Asset Restructurings of Listed Companies on Shanghai Stock Exchange (Draft for Comments) and Implementation Measures for the Initial Public Offering and Underwriting of Stocks on Shanghai Stock Exchange (Draft for Comments). The exchange has also revised five rules including Implementation Measures for the Pilot Business of Preferred Shares of the Shanghai Stock Exchange, Rules Governing the Listing of Stocks on Shanghai Stock Exchange, Trading Rules of the Shanghai Stock Exchange,Implementation Rules for Margin Trading and Securities Lending on the Shanghai Stock Exchange,and Implementation Measures for Securities Lending Trading in Refinancing Business on the Shanghai Stock Exchange (for Trial Implementation) (as attached). The above nine rules are now open to the public for comments. The deadline for feedback is February 8, 2023.

Relevant opinions or suggestions can be put forward in the following two ways: first, log on to the official website (website: http://www.sse.com.cn) and submit comments through "Public Solicitation of Comments" under the "Rules" column; second, mail the feedback in writing to Legal Affairs Department of Shanghai Stock Exchange, No. 388 Yanggao South Road, Pudong New Area, Shanghai, 200127.

Shanghai Stock Exchange

February 1, 2023

Attached files:

1. Rules Governing the Review of Offering and Listing of Stocks on Shanghai Stock Exchange (Draft for Comments)

2. Drafting Instruction for Rules Governing the Review of Offering and Listing of Stocks on Shanghai Stock Exchange (Draft for Comments)

3. Rules Governing the Review of Offering and Listing of Securities by Companies Listed on Shanghai Stock Exchange (Draft for Comments)

4. Drafting Instruction for Rules Governing the Review of Offering and Listing of Securities by Companies Listed on Shanghai Stock Exchange (Draft for Comments)

5. Rules Governing the Review of Material Asset Restructurings of Listed Companies on Shanghai Stock Exchange (Draft for Comments)

6. Drafting Instruction for Rules Governing the Review of Material Asset Restructurings of Listed Companies on Shanghai Stock Exchange (Draft for Comments)

7. Implementation Measures for the Initial Public Offering and Underwriting of Stocks on Shanghai Stock Exchange (Draft for Comments)

8. Drafting Instruction for Implementation Measures for the Initial Public Offering and Underwriting of Stocks on Shanghai Stock Exchange (Draft for Comments)

9. Implementation Measures for the Pilot Business of Preferred Shares of the Shanghai Stock Exchange (Draft for Comments)