SZSE and SSE Jointly Hold Trading Compliance Training for Quantitative Private Equity Institutions
Recently, SZSE and SSE jointly held the trading compliance training for quantitative private equity institutions to help them accurately understand in time the regulatory ideas and work requirements of quantitative trading. Hence, effectively improving the level of compliant trading and preventing quantitative trading risks. Persons in charge and business backbone from 28 leading quantitative private equity institutions participated in the training.
In the training, SZSE and SSE reported typical cases of abnormal quantitative trading and introduced the general regulatory ideas of quantitative trading. We clearly required quantitative private equity institutions to strengthen internal risk control and management, prevent situations affecting the system security of the stock exchange or normal trading order during the trading process, effectively regulate quantitative trading, implement compliant trading requirements and ensure the sound market operation.
Since the beginning of this year, SZSE has intensified the regulation of quantitative trading and quickly responded to and dealt with abnormal quantitative trading and violations that affect the normal market order and damage the legitimate rights and interests of investors. Next, SZSE will adhere to the investor-based approach and take the maintenance of fairness as the starting point and goal of its work. SZSE will, in accordance with the unified deployment of CSRC, accelerate the establishment and improvement of regulatory arrangements for quantitative trading, further expand the scope of objects covered by quantitative trading compliance training, standardize quantitative trading, maintain the normal market trading order and protect the legitimate rights and interests of investors.
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