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SEC and Investment Banking Club discuss guidelines for increasing efficiency in fundraising supervision and enhancing professional quality

The Securities and Exchange Commission (SEC) and the Investment Banking Club have exchanged views on the enhancement of fundraising supervision and the roles of financial advisors in screening companies applying for public offering and listing on the stock exchange.
Thailand
investment banking
SEC
Stock Exchange
time：
2023-10-17 14:57:37
views：
48305
Differences between investment banking thinking and investment thinking

Banking
investment
Law Bridge
time：
2022-12-07 14:23:45
views：
37172
SZSE Holds a Talk with Sponsors to Further Strengthen Their Duty Performance as “Gatekeepers”

SZSE recently held a talk with heads of investment banking, quality control and internal audit departments of, and sponsor representatives from eight sponsoring institutions that failed to perform their duties properly on stock issuance and listing on the ChiNext Board. The talk aimed to further urge sponsors to fulfill their responsibilities diligently as “gatekeepers” in review.
Banking
investment
SZSE
time：
2022-09-05 12:00:00
views：
93543
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